Welcome to the California Horse Racing Board



1010 Hurley Way, Suite 300
Sacramento, California 95825
(916) 263 - 6000

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Rule No.Rule Title
1439List of Shareholders.
Rule TextEach association shall, if a corporation, maintain a current list of stockholders and the numberof shares held by each and such list shall be available for inspection by the Board. Theassociation shall immediately inform the Board of any change of corporate officers or directors,or any change in stockholders when such change of the holdings of any individual stockholderexceeds 5% of the outstanding shares of the corporation. The real owner of the stock shall belisted if known. The Board may require the disclosure of the real name of any individual orperson who holds over 5% of the outstanding shares of any racing association and may refuseto issue a license to, or suspend the license of, any association which fails to disclose the realname of such shareholders if such information is known to or ascertainable by the association.

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